SEC Form 4 · accession 0000898382-15-000027
Atlas Energy Group, LLC · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leon G Cooperman
10% Owner
Period of report
Jul 9, 2015
Accepted (ET)
Jul 13, 2015 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001623595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Jul 9, 2015 | P | 12,000 | $4.27 | A | 1,138,217 | I | Omega Capital Partners |
| Common UnitsF3,F2 | Jul 10, 2015 | P | 11,500 | $4.30 | A | 1,149,717 | I | Omega Capital Partners |
| Common UnitsF4,F2 | Jul 13, 2015 | P | 12,000 | $3.97 | A | 1,161,717 | I | Omega Capital Partners |
| Common UnitsF1,F5 | Jul 9, 2015 | P | 6,100 | $4.27 | A | 574,431 | I | Omega Equity Investors |
| Common UnitsF3,F5 | Jul 10, 2015 | P | 4,500 | $4.30 | A | 578,331 | I | Omega Equity Investors |
| Common UnitsF4 | Jul 13, 2015 | P | 4,400 | $3.97 | A | 583,331 | I | Omega Equity Investors |
| Common UnitsF1,F6 | Jul 9, 2015 | P | 1,500 | $4.27 | A | 523,769 | I | Omega Capital Investors |
| Common UnitsF3,F6 | Jul 10, 2015 | P | 5,300 | $4.30 | A | 529,069 | I | Omega Capital Investors |
| Common UnitsF4,F6 | Jul 13, 2015 | P | 5,700 | $3.97 | A | 534,769 | I | Omega Capital Investors |
| Common UnitsF1,F7 | Jul 9, 2015 | P | 10,400 | $4.27 | A | 1,575,543 | I | Managed Accounts |
| Common UnitsF3,F7 | Jul 10, 2015 | P | 8,700 | $4.30 | A | 1,584,243 | I | Managed Accounts |
| Common UnitsF4,F7 | Jul 13, 2015 | P | 7,900 | $3.97 | A | 1,592,143 | I | Managed Accounts |
| Common UnitsF8 | holding | — | — | — | 40,860 | I | Omega Overseas Partners | |
| Common Units | holding | — | — | — | 441,800 | D | ||
| Common UnitsF9 | holding | — | — | — | 50,000 | I | Spouse | |
| Common UnitsF10 | holding | — | — | — | 63,888 | I | Son | |
| Common UnitsF11 | holding | — | — | — | 1,500 | I | Cooperman Family Fund | |
| Common UnitsF12 | holding | — | — | — | 200,000 | I | Son's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.20-$4.40, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.
- F10The securities are held in the account of Michael S. Cooperman over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F11The securities are held in the account of The Cooperman Family Fund for a Jewish Future, a Type 1 charitable supporting foundation, over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F12The securities are held in the account of Michael S. Cooperman WRA Trust dated 11/29/10 over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F2The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16or for any other purpose.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.23-$4.36, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.87-$4.07, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.
- F5The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F6The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F7The securities are held in Managed accounts over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F8The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities herein shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F9The securities are held in the account of Toby Cooperman over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.