SEC Form 4 · accession 0000899243-16-020301
Lynden Energy Corp. · LVL.V
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
JVL Advisors, L.L.C.
10% Owner
Period of report
May 18, 2016
Accepted (ET)
May 18, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001622620
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1,F10 | May 18, 2016 | D | 4,931,449 | — | D | 0 | I | See footnotes |
| Common StockF3,F1,F10 | May 18, 2016 | D | 9,670,948 | — | D | 0 | I | See footnotes |
| Common StockF4,F1,F10 | May 18, 2016 | D | 1,630,627 | — | D | 0 | I | See footnotes |
| Common StockF5,F1,F10 | May 18, 2016 | D | 4,597,822 | — | D | 0 | I | See footnotes |
| Common StockF6,F1,F10 | May 18, 2016 | D | 1,884,574 | — | D | 0 | I | See footnotes |
| Common StockF7,F1,F10 | May 18, 2016 | D | 336,658 | — | D | 0 | I | See footnotes |
| Common StockF8,F1,F10 | May 18, 2016 | D | 483,246 | — | D | 0 | I | See footnotes |
| Common StockF9,F1,F10 | May 18, 2016 | D | 280,776 | — | D | 0 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to an arrangement agreement dated December 16, 2015, between Lynden Energy Corp. ("Issuer"), Earthstone Energy Inc. ("Earthstone") and 1058286 B.C. Ltd., as amended, wherein the reporting person received, for each existing share of common stock of Issuer held by the reporting person, 0.02842 Earthstone common shares respectively, having a market value of $12.76 per share (based on the closing price of Earthstone's common stock on May 17, 2016) on the effective date of the arrangement (the "Arrangement").
- F10JVL Advisors, LLC is the ultimate controlling entity of each of Navitas Fund, LP, Luxiver, LP, W. I. Cook Foundation, Hephaestus Energy Fund, LP, TJS Energy Fund, LP, Panakeia Energy Fund, LP, Children's Energy Fund, LP and LVPU, LP.
- F2Represents shares of common stock held by Navitas Fund, LP.
- F3Represents shares of common stock held by Luxiver, LP.
- F4Represents shares of common stock held by W. I. Cook Foundation.
- F5Represents shares of common stock held by Hephaestus Energy Fund, LP.
- F6Represents shares of common stock held by Panakeia Energy Fund, LP.
- F7Represents shares of common stock held by TJS Energy Fund, LP..
- F8Represents shares of common stock held by Children's Energy Fund, LP.
- F9Represents shares of common stock held by LVPU, LP.