SEC Form 4 · accession 0001144204-16-139178
Jernigan Capital, Inc. · JCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Dondero
Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 13, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001622353
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 13, 2016 | P | 79,000 | $19.00 | A | 256,279 | I | By Highland Capital Management Fund Advisors, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were purchased from the underwriters in the public offering that closed on December 13, 2016.
- F2These shares are held by Highland Capital Management Fund Advisors, L.P. ("Highland") indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors XVI, Inc., Highland's general partner, and may be deemed to be an indirect beneficial owner of shares held by Highland. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.