SEC Form 3 · accession 0000899243-19-004838
HIGHLAND GLOBAL ALLOCATION FUND · HGLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Blackwell Parker III
Officer — Executive Vice President
Period of report
Feb 14, 2019
Accepted (ET)
Feb 26, 2019 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001622148
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | holding | — | — | — | 1,903 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.