SEC Form 4 · accession 0001615774-16-005187
Aqua Metals, Inc. · AQMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Slade
Director
Period of report
May 1, 2016
Accepted (ET)
May 3, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621832
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Option (Right to Buy) | $8.37 | May 1, 2016 | A | 12,469 | A | May 1, 2016 | Apr 30, 2021 | Common Stock | 12,469 | 12,469 | D |