SEC Form 4 · accession 0001437749-26-029016
Aqua Metals, Inc. · AQMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven K Henderson
Director
Period of report
Aug 24, 2026
Accepted (ET)
Aug 26, 2026 · 4:08 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001621832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 24, 2026 | A | 10,427 | $0.00 | A | 16,840 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 10,427 shares underlying restricted stock units ("RSUs"). The first installment vested immediately on August 24, 2026, and the remaining RSUs will vest in three installments on 11/1/2026, 2/1/2027, and 5/1/2027. Each RSU shall entitle its holder to receive one share of Common Stock of the issuer.
- F2Includes 7,820 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.