SEC Form 4 · accession 0001437749-26-029013
Aqua Metals, Inc. · AQMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Cotton
Officer — Chief Executive Officer · Director
Period of report
Aug 24, 2026
Accepted (ET)
Aug 26, 2026 · 4:07 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001621832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 24, 2026 | A | 104,818 | $0.00 | A | 318,784 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 104,818 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three-year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2026 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one share of Common Stock of the issuer.
- F2Includes 178,536 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.