SEC Form 4 · accession 0001437749-26-022930
Aqua Metals, Inc. · AQMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Cotton
Officer — Chief Executive Officer · Director
Period of report
Jul 1, 2026
Accepted (ET)
Jul 7, 2026 · 4:05 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001621832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 1, 2026 | F | 2,402 | $2.97 | D | 217,271 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 1, 2026 vesting of a previously reported restricted share grant represented in Table I.
- F2Includes 81,522 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.