SEC Form 4 · accession 0001209191-19-001629
Aqua Metals, Inc. · AQMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Slade
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 9:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | A | 6,757 | $0.00 | A | 53,647 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 6,757 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on March 29, 2019.