SEC Form 4 · accession 0001209191-18-046498
Aqua Metals, Inc. · AQMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Cotton
Officer — President
Period of report
Aug 13, 2018
Accepted (ET)
Aug 13, 2018 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2018 | P | 6,400 | $2.4949 | A | 80,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $2.48 to $2.50 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.