SEC Form 4 · accession 0001209191-18-028542
Aqua Metals, Inc. · AQMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent L Divito
Director
Period of report
May 4, 2018
Accepted (ET)
May 8, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621832
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Option (right to buy)F1 | $3.93 | May 4, 2018 | A | 30,882 | A | — | May 4, 2023 | Common Stock | 30,882 | 30,882 | D |
Explanation of responses
- F1One-twelfth of the shares subject to the option shall vest and become exercisable on June 4, 2018 and on the 4th day of the next 11 consecutive months thereafter.