SEC Form 4 · accession 0001209191-17-059381
Aqua Metals, Inc. · AQMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Weinswig
Officer — Chief Financial Officer
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2017 | A | 135 | $3.72 | A | 391 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).