SEC Form 4 · accession 0001209191-16-091071
Aqua Metals, Inc. · AQMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Selwyn Mould
Officer — Chief Operating Officer
Period of report
Jan 8, 2016
Accepted (ET)
Jan 12, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621832
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.07 | Jan 8, 2016 | A | 22,248 | A | Jul 30, 2016 | Dec 17, 2020 | Common Stock | 22,248 | 22,248 | D |