SEC Form 3 · accession 0001415889-19-000293
Super League Gaming, Inc. · SLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Steigelfest
Officer — Chief Product and Tech Officer · Director
Period of report
Feb 25, 2019
Accepted (ET)
Mar 7, 2019 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.30 | holding | — | — | — | — | Oct 16, 2024 | Common Stock | 116,667 | — | D |
| Stock OptionF2 | $9.00 | holding | — | — | — | — | Jun 16, 2027 | Common Stock | 34,669 | — | D |
| Stock OptionF2 | $10.80 | holding | — | — | — | — | Jun 16, 2027 | Common Stock | 32,000 | — | D |
| Stock OptionF3 | $10.80 | holding | — | — | — | — | Oct 31, 2028 | Common Stock | 100,000 | — | D |
| Stock Option | $9.00 | holding | — | — | — | Dec 21, 2015 | Dec 21, 2025 | Common Stock | 833 | — | I |
Explanation of responses
- F1Stock option vested in equal monthly installments over a 42 month period, and became fully vested on April 16, 2018.
- F250% of the stock option vested immediately on the grant date. The remainder of the stock option vests in equal installments over a 24 month period, and will vest in full on June 16, 2019.
- F325% of the stock option will vest on October 31, 2019, and the remainder will vest in equal monthly installments over a 36 month period and will vest in full on October 31, 2022.