SEC Form 3 · accession 0001415889-19-000290

Super League Gaming, Inc. · SLE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 25, 2019

Accepted (ET)

Mar 7, 2019 · 7:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001621672

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—	—	12,122	D
Common Stock^F2	holding	—	—	—	33,333	I	By BigBoy Investment Partnership, LLC
Common Stock^F3	holding	—	—	—	24,532	I	By BigBoy, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F4	$6.00	holding	—	—	—	—	Jan 16, 2025	Common Stock	8,334	—	D
Stock Option^F5	$6.00	holding	—	—	—	—	May 12, 2025	Common Stock	16,667	—	D
Common Stock Purchase Warrant	$9.35	holding	—	—	—	May 25, 2018	May 25, 2023	Common Stock	13,444	—	D
Common Stock Purchase Warrant	$9.35	holding	—	—	—	May 28, 2018	May 28, 2023	Common Stock	27,358	—	D
9.00% Secured Convertible Promissory Note^F3,F6,F7	—	holding	—	—	—	—	—	Common Stock	—	—	I
9.00% Secured Convertible Promissory Note^F3,F6,F7	—	holding	—	—	—	—	—	Common Stock	—	—	I
Common Stock Purchase Warrant^F3	$10.80	holding	—	—	—	Feb 20, 2018	Feb 20, 2022	Common Stock	4,630	—	I
9.00% Secured Convertible Promissory Note^F2,F6,F7	—	holding	—	—	—	—	—	Common Stock	—	—	I
Common Stock Purchase Warrant^F2	$9.00	holding	—	—	—	Jun 16, 2017	Jun 16, 2022	Common Stock	9,667	—	I
Common Stock Purchase Warrant^F2	$10.80	holding	—	—	—	Jun 16, 2017	Jun 16, 2022	Common Stock	32,000	—	I

F1Includes 5,455 restricted stock units ("RSUs"), which RSUs will vest in equal installments on a monthly basis and will vest in full on February 25, 2020.
F2Mr. Gehl is the Managing Member of BigBoy Investment Partnership, LLC.
F3Mr. Gehl is the Managing Member of BigBoy, LLC.
F4Stock option vested in equal monthly installments over a 12 month period, and vested in full on January 16, 2016.
F5Stock option vested in equal monthly installments over a 12 month period, and vested in full on May 12, 2016.
F6Upon closing of the Issuer's initial public offering (the "IPO"), all outstanding principal and accrued but unpaid interest of the 9.00% Secured Convertible Promissory Notes (the "Notes") will automatically convert into shares of the Issuer's common stock at a conversion price equal to the lesser of (i) $10.80 or (ii) the initial public offering price per share of the Issuer's common stock, less a 15% discount.
F7The Notes will mature on the earlier to occur of (i) the Issuer's IPO or (ii) April 30, 2019.