SEC Form 4 · accession 0001192482-19-000050
Zynerba Pharmaceuticals, Inc. · ZYNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terri B Sebree
Officer — President
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621443
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2019 | A | 3,600 | $0.00 | A | 186,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $3.65 | Jan 24, 2019 | A | 120,000 | A | — | Jan 24, 2029 | Common Stock | 120,000 | 120,000 | D |
Explanation of responses
- F1Shares of restricted stock which vest 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to continued employment with the Company.
- F2The stock option vests 25% on the first anniversary of the date of the grant, with the remainder vesting in 12 equal quarterly installments thereafter, subject to continued employment with the Company.