SEC Form 4 · accession 0001192482-15-000370
Zynerba Pharmaceuticals, Inc. · ZYNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Armando Anido
Officer — Chairman & Chief Exec. Officer · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 10, 2015 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621443
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Aug 10, 2015 | C | 26,595 | — | A | 26,595 | I | See footnote |
| Common StockF1,F3 | Aug 10, 2015 | C | 13,297 | — | A | 13,297 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series 1 Convertible Preferred StockF3,F1,F2 | — | Aug 10, 2015 | C | 50,000 | D | — | — | Common Stock | 26,595 | 0 | I |
| Series 1 Convertible Preferred StockF3,F1,F2 | — | Aug 10, 2015 | C | 25,000 | D | — | — | Common Stock | 13,297 | 0 | I |
Explanation of responses
- F1The Series 1 Convertible Preferred Stock converted into Zynerba Pharmaceuticals, Inc. common stock on a 1.88-for-1 basis.
- F2The Series 1 Convertible Preferred Stock had no expiration date.
- F3TUA of Armando Anido and Nancy J. Anido Trust are controlled by Armando Anido, who has voting and dispositive power with respect to the shares held by the trusts.