SEC Form 4 · accession 0001209191-17-003978
Black Stone Minerals, L.P. · BSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke Stevens Putman
Officer — SVP, GC, and Secretary
Period of report
Jan 12, 2017
Accepted (ET)
Jan 17, 2017 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interestsF2 | Jan 12, 2017 | S | 5,705 | $18.9171 | D | 214,326 | D | |
| Common units representing limited partner interestsF3 | Jan 13, 2017 | S | 3,300 | $18.8297 | D | 211,026 | D | |
| Common units representing limited partner interestsF4 | Jan 17, 2017 | S | 5,203 | $18.777 | D | 205,823 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016.
- F2The price reported in Column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $18.68 to $19.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $18.74 to $19.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units sold at each separate price within the ranges set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $18.65 to $18.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units sold at each separate price within the ranges set forth in this footnote.