SEC Form 4 · accession 0001209191-16-101458
Black Stone Minerals, L.P. · BSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Carter Jr.
Officer — President, CEO and Chairman · Director
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interestsF1 | Feb 19, 2016 | A | 231,111 | $0.00 | A | 460,984 | D | |
| Common units representing limited partner interests | holding | — | — | — | 30,289 | I | By Georgia Elizabeth Carter 1995 Trust | |
| Common units representing limited partner interests | holding | — | — | — | 30,289 | I | By Katherine Ross Carter 1995 Trust | |
| Common units representing limited partner interests | holding | — | — | — | 30,290 | I | By Molly Leachman Carter 1995 Trust | |
| Common units representing limited partner interests | holding | — | — | — | 5,689 | I | By Fowler Thomas Carter 1995 Trust | |
| Common units representing limited partner interests | holding | — | — | — | 4,970,834 | I | By Carter2221, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common units subject to a restricted unit award issued pursuant to the Black Stone Minerals, L.P. Long-Term Incentive Plan (the "LTIP"). Except as otherwise provided in the LTIP or the award agreement governing the award, the common units will vest in three equal installments on each of January 7, 2017, January 7, 2018, and January 7, 2019, so long as the Reporting Person remains continuously employed by the Issuer, Black Stone Minerals GP, L.L.C. (the "General Partner"), or any of their respective affiliates through each such vesting date.