SEC Form 4 · accession 0000899243-16-011728
Black Stone Minerals, L.P. · BSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander D. Stuart
Director
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 9:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interests | Dec 22, 2015 | G | 28,863 | $0.00 | D | 266,285 | D | |
| Common units representing limited partner interests | Jan 12, 2016 | A | 12,368 | $0.00 | A | 278,653 | D | |
| Common units representing limited partner interests | holding | — | — | — | 2,072,350 | I | By North Star Oil & Gas | |
| Common units representing limited partner interests | holding | — | — | — | 914,682 | I | By Topsfield Energy, Ltd. | |
| Common units representing limited partner interests | holding | — | — | — | 541,885 | I | By RDS Investments, L.P. | |
| Common units representing limited partner interests | holding | — | — | — | 78,265 | I | By R D Stuart Jr 1996 Trust | |
| Common units representing limited partner interests | holding | — | — | — | 6,687 | I | By Barbara E. Stuart GST Exempt Trust fbo Alexander D. Stuart |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subordinated units representing limited partner interestsF1 | — | Dec 22, 2015 | G | 37,804 | D | — | — | Common units representing limited partner interests | 37,804 | 332,713 | D |
| Subordinated units representing limited partner interestsF1 | — | holding | — | — | — | — | — | Common units representing limited partner interests | 2,714,314 | 2,714,314 | I |
| Subordinated units representing limited partner interestsF1 | — | holding | — | — | — | — | — | Common units representing limited partner interests | 1,198,029 | 1,198,029 | I |
| Subordinated units representing limited partner interestsF1 | — | holding | — | — | — | — | — | Common units representing limited partner interests | 709,749 | 709,749 | I |
| Subordinated units representing limited partner interestsF1 | — | holding | — | — | — | — | — | Common units representing limited partner interests | 102,510 | 102,510 | I |
Explanation of responses
- F1Each subordinated unit will convert into one common unit representing a limited partner interest in the Issuer at the end of the subordination period described in the Issuer's Registration Statement on Form S-1 (File No. 333-202875).