SEC Form 4 · accession 0001640334-18-002217
UNION BRIDGE HOLDINGS LTD. · UGHL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lily Ho
10% Owner
Period of report
Nov 1, 2018
Accepted (ET)
Nov 16, 2018 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621199
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | S | 30,000 | $0.30 | D | 5,563,000 | D | |
| Common Stock | Nov 1, 2018 | S | 220,000 | $0.23 | D | 5,343,000 | D | |
| Common Stock | Nov 1, 2018 | S | 33,333 | $0.30 | D | 5,309,667 | D | |
| Common Stock | Nov 1, 2018 | S | 10,000 | $0.30 | D | 5,299,667 | D | |
| Common Stock | Nov 1, 2018 | S | 375,543 | $0.674 | D | 4,924,124 | D | |
| Common Stock | Nov 1, 2018 | S | 2,000 | $0.50 | D | 4,922,124 | D | |
| Common Stock | Nov 1, 2018 | S | 30,000 | $0.30 | D | 4,892,124 | D | |
| Common Stock | Nov 1, 2018 | S | 48,000 | $0.63 | D | 4,844,124 | D | |
| Common Stock | Nov 1, 2018 | S | 23,900 | $0.63 | D | 4,820,224 | D |
Table II — derivative securities
No Table II lines on this filing.