SEC Form 4 · accession 0001104659-18-010764
Rice Midstream Partners LP · RMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
EQT Corp
10% Owner
EQT Investments Holdings, LLC
10% Owner
EQT RE, LLC
10% Owner
EQT Production Co
10% Owner
Rice Energy Operating LLC
10% Owner
Rice Midstream Holdings LLC
10% Owner
Rice Midstream GP Holdings LP
10% Owner
Rice Midstream GP Management LLC
10% Owner
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units representing limited partner interestsF1,F2,F3 | Feb 15, 2018 | C | 28,753,623 | — | A | 28,757,246 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subordinated units representing limited partner interestsF2,F3,F1 | — | Feb 15, 2018 | C | 28,753,623 | D | — | — | Common Units representing limited partner interests | 28,753,623 | 0 | I |
Explanation of responses
- F1On February 15, 2018, pursuant to the terms of the Amended and Restated Agreement of Limited Partnership of Rice Midstream Partners LP ("Partnership"), as amended, the 28,753,623 subordinated units owned by Rice Midstream GP Holdings LP ("Rice GP Holdings") converted into common units of the Partnership on a one-for-one basis for no additional consideration, resulting in the acquisition of 28,753,623 common units of the Partnership. The subordinated units had no expiration date.
- F2This Form 4 is being filed jointly by EQT Corporation ("EQT"), EQT Investments Holdings, LLC ("Investments Holdings"), EQT Production Company ("EQT Production"), EQT RE, LLC ("EQT RE"), Rice Energy Operating LLC ("REO"), Rice Midstream Holdings LLC ("RMH"), Rice Midstream GP Management LLC ("Rice GP Management") and Rice GP Holdings. EQT directly owns 100% of the outstanding membership interests of Investment Holdings. Investments Holdings directly owns 100% of the common stock of EQT Production. EQT Production directly owns 100% of the outstanding membership interests of EQT RE. EQT RE and Rice Energy Sub Holdings LLC ("Rice Sub Holdings") directly own 100% of the outstanding membership interests in REO,
- F3(cont. from footnote 2) and EQT RE directly owns 100% of the outstanding membership interests of Rice Sub Holdings. REO and Rice Midstream GP LLC ("Rice GP LLC") directly own 100% of the outstanding membership interests of RMH, and REO directly owns 100% of the outstanding membership interests of Rice GP LLC. RMH and Rice GPH LLC directly own 100% of the outstanding limited partner interests in Rice GP Holdings, which directly holds interest in the Partnership, and RMH directly owns 100% of the outstanding membership interests of Rice GPH LLC and Rice GP Management, the general partner of Rice GP Holdings. EQT, Investments Holdings, EQT Production, EQT RE, REO, RMH and Rice GP Management may therefore be deemed to beneficially own securities of the Partnership owned directly by Rice GP Holdings.