SEC Form 4 · accession 0001620702-16-000203
TERRAFORM GLOBAL, INC. · GLBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca Cranna
Officer — Chief Financial Officer
Period of report
Dec 23, 2016
Accepted (ET)
Dec 27, 2016 · 9:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 23, 2016 | M | 7,500 | $3.90 | A | 96,924 | D | |
| Class A Common StockF2 | Dec 23, 2016 | F | 2,483 | $3.90 | D | 94,441 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Class A common stock)F1 | — | Dec 23, 2016 | M | 7,500 | D | — | — | Class A Common Stock | 7,500 | 52,347 | D |
Explanation of responses
- F1This number of shares represents the vesting of restricted stock units awarded on December 23, 2015 under the Company's 2014 Second Amended and Restated Long-Term Incentive Plan.
- F2These shares were delivered to the Company to pay for the applicable withholding tax due upon vesting of restricted stock units.