SEC Form 4 · accession 0001620702-15-000034
TERRAFORM GLOBAL, INC. · GLBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alejandro Hernandez
Officer — Chief Financial Officer
Period of report
Oct 9, 2015
Accepted (ET)
Oct 14, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Class A common stock)F1 | Oct 9, 2015 | A | 25,000 | $0.00 | A | 25,000 | D | |
| Class A Common Stock | holding | — | — | — | 536,547 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of TerraForm Global, Inc. Class A common stock. The restricted stock units are performance-based and will vest in full, if at all, upon achievement of a dividend per share target related to TerraForm Global, Inc. Class A common stock.