SEC Form 4 · accession 0001140361-17-047435
TERRAFORM GLOBAL, INC. · GLBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ringhofer
Director
Period of report
Dec 22, 2017
Accepted (ET)
Dec 27, 2017 · 11:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 22, 2017 | M | 1,250 | $5.10 | A | 5,082 | D | |
| Class A Common StockF1 | Dec 22, 2017 | F | 417 | $5.10 | D | 4,665 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Class A Common Stock)F2 | — | Dec 22, 2017 | M | 1,250 | D | — | — | Class A Common Stock | 1,250 | 2,500 | D |
Explanation of responses
- F1These shares were delivered to the Company to pay for the applicable withholding tax due upon vesting of restricted stock units.
- F2This number of shares represents the vesting of restricted stock units ("RSUs") awarded on December 22, 2015 under the Company's 2014 Long-Term Incentive Plan. The RSUs vested 25% on the first anniversary of the grant date, 25% on the second anniversary of the grant date and will vest 50% on the third anniversary of the grant date