SEC Form 4 · accession 0000899243-16-016688
Baxalta Inc · BXLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert P L Stroucken
Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Mar 24, 2016 | M | 5,660 | $17.96 | A | 26,415 | D | |
| Common Stock, par value $0.01F2 | Mar 24, 2016 | S | 5,660 | $39.98 | D | 20,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $17.97 | Mar 24, 2016 | M | 5,660 | D | May 1, 2007 | May 9, 2016 | Common Stock, par value $0.01 | 5,660 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan.
- F2All shares sold at $39.98.