SEC Form 4/A · accession 0000899243-15-009421
Baxalta Inc · BXLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dagmar Rosa-Bjorkeson
Officer — EVP and President, Biosimilars
Period of report
Dec 1, 2015
Accepted (ET)
Dec 7, 2015 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Dec 1, 2015 | F | 6,893 | $34.63 | D | 56,737 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock granted on December 1, 2014.
- F2The reporting person's previous Form 4 erroneously reported the amount of securities beneficially owned following the reported transaction.