SEC Form 4 · accession 0001638599-16-001206
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
David A Swinghamer
10% Owner
A. Swinghamer Grat David
10% Owner
Susan Swinghamer
10% Owner
Period of report
Jul 19, 2016
Accepted (ET)
Jul 22, 2016 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1,F3 | Jul 19, 2016 | S | 3,581 | $39.1354 | D | 13,535 | D | |
| CLASS A COMMON STOCKF1,F4 | Jul 20, 2016 | S | 13,535 | $39.6979 | D | 0 | D | |
| CLASS A COMMON STOCKF1,F5,F2 | Jul 20, 2016 | S | 10,000 | $39.995 | D | 52,934 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Held directly by the David A. Swinghamer GRAT, of which Susan Swinghamer, the reporting person's wife, is the trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the shares of Class A Stock reported herein, except to the extent of his pecuniary interest therein.
- F3This transaction was executed in multiple trades at prices ranging from $39.10 to $39.24. The price reported above reflects the weighted average sale price.
- F4This transaction was executed in multiple trades at prices ranging from $39.47 to $39.92. The price reported above reflects the weighted average sale price.
- F5This transaction was executed in multiple trades at prices ranging from $39.99 to $40.00. The price reported above reflects the weighted average sale price.