SEC Form 4 · accession 0001638599-15-000395
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Swinghamer
10% Owner
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1,F2 | Dec 7, 2015 | S | 5,000 | $43.7496 | D | 86,822 | D | |
| CLASS A COMMON STOCKF1,F3 | Dec 7, 2015 | S | 2,600 | $44.4492 | D | 84,222 | D | |
| CLASS A COMMON STOCKF1,F4 | Dec 8, 2015 | S | 6,200 | $43.1717 | D | 78,022 | D | |
| CLASS A COMMON STOCKF1,F5 | Dec 8, 2015 | S | 6,200 | $43.2744 | D | 71,822 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $43.635 to $43.98. The price reported above reflects the weighted average sale price.
- F3This transaction was executed in multiple trades at prices ranging from $44.41 to $44.53. The price reported above reflects the weighted average sale price.
- F4This transaction was executed in multiple trades at prices ranging from $43.00 to $43.34. The price reported above reflects the weighted average sale price.
- F5This transaction was executed in multiple trades at prices ranging from $43.0646 to $43.74. The price reported above reflects the weighted average sale price.