SEC Form 4 · accession 0001638599-15-000379
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Swinghamer
10% Owner
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 8:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1,F2 | Nov 30, 2015 | S | 5,206 | $44.8116 | D | 105,344 | D | |
| CLASS A COMMON STOCKF1,F3 | Nov 30, 2015 | S | 5,872 | $45.463 | D | 99,472 | D | |
| CLASS A COMMON STOCKF1,F4 | Nov 30, 2015 | S | 5,000 | $46.1355 | D | 94,472 | D | |
| CLASS A COMMON STOCKF1,F5 | Dec 1, 2015 | S | 2,650 | $46.886 | D | 91,822 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $44.75 to $44.97. The price reported above reflects the weighted average sale price.
- F3This transaction was executed in multiple trades at prices ranging from $45.27 to $45.62. The price reported above reflects the weighted average sale price.
- F4This transaction was executed in multiple trades at prices ranging from $46.00 to $46.37. The price reported above reflects the weighted average sale price.
- F5This transaction was executed in multiple trades at prices ranging from $46.85 to $46.94. The price reported above reflects the weighted average sale price.