SEC Form 4 · accession 0001638599-15-000366
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Swinghamer
10% Owner
Period of report
Nov 24, 2015
Accepted (ET)
Nov 27, 2015 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1,F2 | Nov 24, 2015 | S | 13,274 | $43.2698 | D | 112,185 | D | |
| CLASS A COMMON STOCKF1,F3 | Nov 25, 2015 | S | 1,635 | $44.1343 | D | 110,550 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $43.2000 to $43.4950. The price reported above reflects the weighted average sale price.
- F3This transaction was executed in multiple trades at prices ranging from $44.0500 to $44.5300. The price reported above reflects the weighted average sale price.