SEC Form 4 · accession 0001638599-15-000355
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Swinghamer
10% Owner
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1,F2 | Nov 18, 2015 | S | 20,035 | $42.5514 | D | 140,465 | D | |
| CLASS A COMMON STOCKF2,F3 | Nov 19, 2015 | S | 14,906 | $43.0507 | D | 125,559 | D | |
| CLASS A COMMON STOCK | Nov 19, 2015 | S | 100 | $43.52 | D | 125,459 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $42.21 to $42.92. The price reported above reflects the weighted average sale price.
- F2The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $42.50 to $43.39273 The price reported above reflects the weighted average sale price.