SEC Form 4 · accession 0001620533-18-000075
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tara Comonte
Officer — CHIEF FINANCIAL OFFICER
Period of report
Jun 12, 2018
Accepted (ET)
Jun 14, 2018 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Jun 12, 2018 | F | 420 | $64.10 | D | 52,866 | D | |
| CLASS A COMMON STOCKF2 | Jun 12, 2018 | F | 2,947 | $64.10 | D | 49,919 | D | |
| CLASS A COMMON STOCKF3,F4 | Jun 13, 2018 | S | 896 | $64.1781 | D | 49,023 | D | |
| CLASS A COMMON STOCKF4,F5 | Jun 13, 2018 | S | 1,000 | $64.2235 | D | 48,023 | D | |
| CLASS A COMMON STOCKF4,F6 | Jun 13, 2018 | S | 1,000 | $64.4175 | D | 47,023 | D | |
| CLASS A COMMON STOCKF4,F7 | Jun 13, 2018 | S | 1,000 | $64.472 | D | 46,023 | D | |
| CLASS A COMMON STOCKF4,F8 | Jun 13, 2018 | S | 1,000 | $64.5711 | D | 45,023 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") withheld for taxes upon the vesting of restricted stock units that were previously acquired by the Issuer's achievement of certain performance criteria for fiscal year 2017, as determined by the Issuer's Compensation Committee on March 22, 2018.
- F2Represents shares of Class A Stock of the Issuer withheld for taxes upon the vesting of restricted stock units that were previously acquired by the Reporting Person.
- F3The transaction was executed in multiple trades at prices ranging from $64.1400 to $64.2100. The price reported above reflects the weighted average sales price.
- F4The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5The transaction was executed in multiple trades at prices ranging from $64.1700 to $64.2500. The price reported above reflects the weighted average sales price.
- F6The transaction was executed in multiple trades at prices ranging from $64.4000 to $64.4650. The price reported above reflects the weighted average sales price.
- F7The transaction was executed in multiple trades at prices ranging from $64.4600 to $64.4800. The price reported above reflects the weighted average sales price.
- F8The transaction was executed in multiple trades at prices ranging from $64.5600 to $64.6000. The price reported above reflects the weighted average sales price.