SEC Form 4 · accession 0001620533-17-000099
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Harris Meyer
Director · 10% Owner
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1,F2,F3,F4 | Jun 6, 2017 | S | 12,400 | $38.049 | D | 1,162,918 | I | By Trust |
| CLASS A COMMON STOCKF1,F3,F5,F4 | Jun 7, 2017 | S | 11,547 | $38.0363 | D | 1,151,371 | I | By Trust |
| CLASS A COMMON STOCKF1,F3,F6,F4 | Jun 8, 2017 | S | 1,053 | $38.0076 | D | 1,150,318 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were disposed of by the Reporting Person through the Daniel H. Meyer Investment Trust d/t/d 5/15/92 (the "Investment Trust") pursuant to a 10b5-1 trading plan entered into on August 16, 2016, as modified on March 8, 2017. The Reporting Person is the grantor, trustee and beneficiary of the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F2The transaction was executed in multiple trades at prices ranging from $38.0000 to $38.1500. The price reported above reflects the weighted average sales price.
- F3The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Represents Class A Stock of the Issuer held by the Reporting Person through the Investment Trust. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F5The transaction was executed in multiple trades at prices ranging from $38.0000 to $38.1000. The price reported above reflects the weighted average sales price.
- F6The transaction was executed in multiple trades at prices ranging from $38.0000 to $38.0500. The price reported above reflects the weighted average sales price.