SEC Form 4 · accession 0001620533-16-000227

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Jun 8, 2016

Accepted (ET)

Jun 10, 2016 · 4:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001620533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
CLASS A COMMON STOCK^F1	Jun 8, 2016	C	10,000	$0.00	A	13,100	D
CLASS A COMMON STOCK^F2	Jun 9, 2016	S	10,000	$37.6475	D	3,100	D
CLASS B COMMON STOCK^F3,F4	Jun 8, 2016	J	10,000	$0.00	D	777,051	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Membership Interests^F5	—	Jun 8, 2016	C	10,000	D	—	—	CLASS A COMMON STOCK	10,000	777,051	D

F1Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer").
F2Shares of Class A Stock were disposed of by the Reporting Person pursuant to a 10b5-1 trading plan entered into on December 16, 2015.
F3Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock.
F4Represents shares of Class B Stock held by the Reporting Person.
F5The LLC Interests are redeemable for an equal number of shares of Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.