SEC Form 3 · accession 0001620533-16-000191
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Palmese Jr.
Officer — VP and General Counsel
Period of report
Mar 30, 2016
Accepted (ET)
Apr 8, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | holding | — | — | — | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $21.00 | holding | — | — | — | — | Jan 29, 2025 | CLASS A COMMON STOCK | 106,000 | — | D |
Explanation of responses
- F1Represents shares of Class A common stock, par value $0.001 per share, purchased under Shake Shack Inc.'s (the "Issuer") Directed Share Program using personal funds.
- F2The options vest in five equal installments on each of the first five anniversaries of the grant date of January 29, 2015, subject to the Reporting Person's continued service with the Issuer.