SEC Form 4 · accession 0001620533-15-000059

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

10% Owner

Period of report

Aug 18, 2015

Accepted (ET)

Aug 20, 2015 · 6:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001620533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
CLASS A COMMON STOCK^F1	Aug 18, 2015	C	33,474	—	A	38,474	D
CLASS A COMMON STOCK	Aug 18, 2015	S	33,474	$57.75	D	5,000	D
CLASS B COMMON STOCK^F2	Aug 18, 2015	J	33,474	—	D	218,924	D
CLASS A COMMON STOCK^F1,F3	Aug 18, 2015	C	56,302	—	A	56,302	I	BY TRUST
CLASS A COMMON STOCK^F3	Aug 18, 2015	S	56,302	$57.75	D	0	I	BY TRUST
CLASS B COMMON STOCK^F2,F3	Aug 18, 2015	J	56,302	—	D	368,223	I	BY TRUST

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Membership Interests^F4	—	Aug 18, 2015	C	33,474	D	—	—	CLASS A COMMON STOCK	33,474	218,924	D
Common Membership Interests^F4,F3	—	Aug 18, 2015	C	56,302	D	—	—	CLASS A COMMON STOCK	56,302	368,223	I

F1Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock.
F2Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock.
F3Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
F4The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.