SEC Form 4 · accession 0001620533-15-000040
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peggy Rubenzer
Officer — SVP, People Resources
Period of report
Aug 12, 2015
Accepted (ET)
Aug 17, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | Aug 12, 2015 | S | 9,999 | $63.00 | D | 22,477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $21.00 | holding | — | — | — | — | Jan 29, 2025 | CLASS A COMMON STOCK | 106,000 | 106,000 | D |
Explanation of responses
- F1The option vests in five equal annual installments on each of the next five anniversaries of the grant date, subject to the Reporting Person's continued service with the Issuer.