Form4insider filings, from the source

SEC Form 4 · accession 0001209191-18-049974

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2,F3,F4,F5,F6Sep 4, 2018S102,589$59.74D899,910D
Class A Common StockF7,F2,F8,F4,F5,F9Sep 4, 2018S7,488$59.74D65,684D
Class A Common StockF10,F2,F11,F4,F5,F12Sep 4, 2018S61,144$59.74D1,240,346D
Class A Common StockF1,F13,F3,F4,F5,F6Sep 4, 2018S17,243$58.76D882,667D
Class A Common StockF7,F13,F8,F4,F5,F9Sep 4, 2018S1,259$58.76D64,425D
Class A Common StockF10,F13,F11,F4,F5,F12Sep 4, 2018S10,277$58.76D1,230,069D
Class A Common StockF1,F14,F3,F4,F5,F6Sep 6, 2018S21,508$58.18D861,159D
Class A Common StockF7,F14,F8,F4,F5,F9Sep 6, 2018S1,570$58.18D62,855D
Class A Common StockF10,F14,F11,F4,F5,F12Sep 6, 2018S12,819$58.18D1,217,250D
Class A Common StockF1,F15,F3,F4,F5,F6Sep 6, 2018S8,450$59.01D852,709D
Class A Common StockF7,F15,F8,F4,F5,F9Sep 6, 2018S617$59.01D62,238D
Class A Common StockF10,F15,F11,F4,F5,F12Sep 6, 2018S5,036$59.01D1,212,214D
Class A Common StockF16,F17holding———1,032ISee footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF3,F4,F5,F6,F18,F19—holding—————Class A Common Stock—1,181,199D
Class B Common StockF4,F5,F8,F9,F18,F19—holding—————Class A Common Stock—86,217D
Employee Stock Option (right to buy)F21,F22,F20$34.62holding———May 19, 2017May 19, 2026Class A Common Stock2,00310,254I
Employee Stock Option (right to buy)F21,F22,F20$21.00holding———Jan 29, 2016Jan 29, 2025Class A Common Stock8,25110,254I

Explanation of responses

Remarks

As a result of the transactions reported herein, the Reporting Persons are no longer 10% holders of the Issuer's shares or subject to Section 16. Mr. Jonathan D. Sokoloff is a member of the board of directors of the Issuer, and he is also an indirect limited partner of LGP, which is an affiliate of LGPM, Peridot, Capital, Holdings, GEI VI, GEI Side VI, and Malted (the "LGP Entities"). Accordingly, Mr. Sokoloff may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be directors for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.