Form4insider filings, from the source

SEC Form 4/A · accession 0001209191-18-029719

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Leonard Green & Partners, L.P.
Director · 10% Owner
LGP MANAGEMENT INC
Director · 10% Owner
Green Equity Investors VI, L.P.
Director · 10% Owner
LGP Malted Coinvest LLC
Director · 10% Owner
GEI Capital VI, LLC
Director · 10% Owner
Green VI Holdings, LLC
Director · 10% Owner
PERIDOT COINVEST MANAGER LLC
Director · 10% Owner
Period of report
May 9, 2018
Accepted (ET)
May 11, 2018 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2,F3,F4,F5,F6May 9, 2018S112,337$58.85D263,600D
Class A Common StockF7,F2,F8,F4,F5,F9May 9, 2018S8,200$58.85D19,240D
Class A Common StockF10,F2,F11,F4,F5,F12May 9, 2018S66,953$58.85D1,458,600D
Class A Common StockF1,F13,F3,F4,F5,F6May 9, 2018S7,495$59.41D256,105D
Class A Common StockF7,F13,F8,F4,F5,F9May 9, 2018S547$59.41D18,693D
Class A Common StockF10,F13,F11,F4,F5,F12May 9, 2018S4,468$59.41D1,454,132D
Class A Common StockF1,F14,F3,F4,F5,F6May 10, 2018S28,136$58.24D227,969D
Class A Common StockF7,F14,F8,F4,F5,F9May 10, 2018S2,054$58.24D16,639D
Class A Common StockF10,F14,F11,F4,F5,F12May 10, 2018S16,770$58.24D1,437,362D
Class A Common StockF1,F15,F3,F4,F5,F6May 10, 2018S151,612$58.97D76,357D
Class A Common StockF7,F15,F8,F4,F5,F9May 10, 2018S11,066$58.97D5,573D
Class A Common StockF10,F15,F11,F4,F5,F12May 10, 2018S90,362$58.97D1,347,000D
Class A Common StockF1,F16,F3,F4,F5,F6May 11, 2018S76,357$58.59D0D
Class A Common StockF7,F16,F8,F4,F5,F9May 11, 2018S5,573$58.59D0D
Class A Common StockF10,F16,F11,F4,F5,F12May 11, 2018S45,510$58.59D1,301,490D
Class A Common StockF17,F18holding———642ISee footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF3,F4,F5,F6,F19,F20—holding—————Class A Common Stock—2,183,698D
Class B Common StockF4,F5,F8,F9,F19,F20—holding—————Class A Common Stock—159,389D
Employee Stock Option (right to buy)F22,F23,F21$34.62holding———May 19, 2017May 19, 2026Class A Common Stock2,00310,254I
Employee Stock Option (right to buy)F22,F23,F24$21.00holding———Jan 29, 2016Jan 29, 2025Class A Common Stock8,25110,254I

Explanation of responses

Remarks

Mr. Jonathan D. Sokoloff is a member of the board of directors of the Issuer, and he is also an indirect limited partner of LGP, which is an affiliate of LGPM, Peridot, Capital, Holdings, GEI VI, GEI Side VI, and Malted (the "LGP Entities"). Accordingly, Mr. Sokoloff may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be directors for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.