Form4insider filings, from the source

SEC Form 4 · accession 0001209191-16-150694

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Leonard Green & Partners, L.P.
Director · 10% Owner
LGP MANAGEMENT INC
Director · 10% Owner
Green Equity Investors VI, L.P.
Director · 10% Owner
LGP Malted Coinvest LLC
Director · 10% Owner
GEI Capital VI, LLC
Director · 10% Owner
Green VI Holdings, LLC
Director · 10% Owner
PERIDOT COINVEST MANAGER LLC
Director · 10% Owner
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2,F3,F4,F5,F6Nov 14, 2016S15,177$38.41D611,570D
Class A Common StockF7,F2,F8,F4,F5,F9Nov 14, 2016S1,108$38.41D40,013D
Class A Common StockF10,F2,F11,F4,F5,F12Nov 14, 2016S9,046$38.41D1,846,066D
Class A Common StockF1,F13,F3,F4,F5,F6Nov 14, 2016S14,781$38.98D596,789D
Class A Common StockF7,F13,F8,F4,F5,F9Nov 14, 2016S1,079$38.98D38,934D
Class A Common StockF10,F13,F11,F4,F5,F12Nov 14, 2016S8,809$38.98D1,837,257D
Class A Common StockF1,F14,F3,F4,F5,F6Nov 15, 2016S29,110$38.15D567,679D
Class A Common StockF7,F14,F8,F4,F5,F9Nov 15, 2016S2,125$38.15D36,809D
Class A Common StockF10,F14,F11,F4,F5,F12Nov 15, 2016S17,349$38.15D1,819,908D
Class A Common StockF1,F15,F3,F4,F5,F6Nov 15, 2016S849$38.72D566,830D
Class A Common StockF7,F15,F8,F4,F5,F9Nov 15, 2016S61$38.72D36,748D
Class A Common StockF10,F15,F11,F4,F5,F12Nov 15, 2016S506$38.72D1,819,402D
Class A Common StockF1,F16,F3,F4,F5,F6Nov 16, 2016S19,139$36.64D547,691D
Class A Common StockF7,F16,F8,F4,F5,F9Nov 16, 2016S1,397$36.64D35,351D
Class A Common StockF10,F16,F11,F4,F5,F12Nov 16, 2016S11,407$36.64D1,807,995D
Class A Common StockF1,F17,F3,F4,F5,F6Nov 16, 2016S10,819$37.32D536,872D
Class A Common StockF7,F17,F8,F4,F5,F9Nov 16, 2016S790$37.32D34,561D
Class A Common StockF10,F17,F11,F4,F5,F12Nov 16, 2016S6,448$37.32D1,801,547D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF3,F4,F5,F6,F18,F19—holding—————Class A Common Stock—2,485,837D
Class B Common StockF4,F5,F8,F9,F18,F19—holding—————Class A Common Stock—186,067D
Employee Stock Option (right to buy)F21,F22,F20$34.62holding———May 19, 2017May 19, 2026Class A Common Stock2,00310,254I
Employee Stock Option (right to buy)F21,F22,F23$21.00holding———Jan 29, 2016Jan 29, 2025Class A Common Stock8,25110,254I

Explanation of responses

Remarks

Mr. Jonathan D. Sokoloff is a member of the board of directors of the Issuer, and he is also an indirect limited partner of LGP, which is an affiliate of LGPM, Peridot, Capital, Holdings, GEI VI, GEI Side VI, and Malted (the "LGP Entities"). Accordingly, Mr. Sokoloff may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be directors for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.