Form4insider filings, from the source

SEC Form 4 · accession 0001209191-16-149932

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Leonard Green & Partners, L.P.
Director · 10% Owner
LGP MANAGEMENT INC
Director · 10% Owner
Green Equity Investors VI, L.P.
Director · 10% Owner
LGP Malted Coinvest LLC
Director · 10% Owner
GEI Capital VI, LLC
Director · 10% Owner
Green VI Holdings, LLC
Director · 10% Owner
PERIDOT COINVEST MANAGER LLC
Director · 10% Owner
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2,F3,F4,F5,F6Nov 10, 2016S3,474$36.51D683,190D
Class A Common StockF7,F2,F8,F4,F5,F9Nov 10, 2016S254$36.51D45,240D
Class A Common StockF10,F2,F11,F4,F5,F12Nov 10, 2016S2,070$36.51D1,888,752D
Class A Common StockF1,F13,F3,F4,F5,F6Nov 10, 2016S8,988$37.30D674,202D
Class A Common StockF7,F13,F8,F4,F5,F9Nov 10, 2016S656$37.30D44,584D
Class A Common StockF10,F13,F11,F4,F5,F12Nov 10, 2016S5,357$37.30D1,883,395D
Class A Common StockF1,F14,F3,F4,F5,F6Nov 10, 2016S16,781$38.36D657,421D
Class A Common StockF7,F14,F8,F4,F5,F9Nov 10, 2016S1,225$38.36D43,359D
Class A Common StockF10,F14,F11,F4,F5,F12Nov 10, 2016S10,001$38.36D1,873,394D
Class A Common StockF1,F15,F3,F4,F5,F6Nov 10, 2016S715$38.82D656,706D
Class A Common StockF7,F15,F8,F4,F5,F9Nov 10, 2016S52$38.82D43,307D
Class A Common StockF10,F15,F11,F4,F5,F12Nov 10, 2016S427$38.82D1,872,967D
Class A Common StockF1,F16,F3,F4,F5,F6Nov 11, 2016S8,436$36.59D648,270D
Class A Common StockF7,F16,F8,F4,F5,F9Nov 11, 2016S615$36.59D42,692D
Class A Common StockF10,F16,F11,F4,F5,F12Nov 11, 2016S5,028$36.59D1,867,939D
Class A Common StockF1,F17,F3,F4,F5,F6Nov 11, 2016S21,523$37.79D626,747D
Class A Common StockF7,F17,F8,F4,F5,F9Nov 11, 2016S1,571$37.79D41,121D
Class A Common StockF10,F17,F11,F4,F5,F12Nov 11, 2016S12,827$37.79D1,855,112D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF3,F4,F5,F6,F18,F19—holding—————Class A Common Stock—2,485,837D
Class B Common StockF4,F5,F8,F9,F18,F19—holding—————Class A Common Stock—186,067D
Employee Stock Option (right to buy)F21,F22,F20$34.62holding———May 19, 2017May 19, 2026Class A Common Stock2,00310,254I
Employee Stock Option (right to buy)F21,F22,F23$21.00holding———Jan 29, 2016Jan 29, 2025Class A Common Stock8,25110,254I

Explanation of responses

Remarks

Mr. Jonathan D. Sokoloff is a member of the board of directors of the Issuer, and he is also an indirect limited partner of LGP, which is an affiliate of LGPM, Peridot, Capital, Holdings, GEI VI, GEI Side VI, and Malted (the "LGP Entities"). Accordingly, Mr. Sokoloff may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be directors for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.