Form4insider filings, from the source

SEC Form 4 · accession 0001209191-16-135200

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
LEONARD GREEN PARTNERS LP
Director · 10% Owner
LGP MANAGEMENT INC
Director · 10% Owner
Green Equity Investors VI, L.P.
Director · 10% Owner
LGP Malted Coinvest LLC
Director · 10% Owner
GEI Capital VI, LLC
Director · 10% Owner
Green VI Holdings, LLC
Director · 10% Owner
PERIDOT COINVEST MANAGER LLC
Director · 10% Owner
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2,F3,F4,F5Aug 1, 2016C292,131$0.00A401,988D
Class A Common StockF6,F7,F3,F4,F8Aug 1, 2016C21,867$0.00A23,625D
Class A Common StockF9,F10,F2,F3,F4,F5Aug 1, 2016S29,958$39.68D372,030D
Class A Common StockF11,F10,F7,F3,F4,F8Aug 1, 2016S2,187$39.68D21,438D
Class A Common StockF12,F10,F13,F3,F4,F14Aug 1, 2016S17,855$39.68D2,051,517D
Class A Common StockF9,F15,F2,F3,F4,F5Aug 2, 2016S25,361$38.42D346,669D
Class A Common StockF11,F15,F7,F3,F4,F8Aug 2, 2016S1,851$38.42D19,587D
Class A Common StockF12,F15,F13,F3,F4,F14Aug 2, 2016S15,115$38.42D2,036,402D
Class A Common StockF9,F16,F2,F3,F4,F5Aug 2, 2016S4,598$39.28D342,071D
Class A Common StockF11,F16,F7,F3,F4,F8Aug 2, 2016S335$39.28D19,252D
Class A Common StockF12,F16,F13,F3,F4,F14Aug 2, 2016S2,740$39.28D2,033,662D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF18,F19,F2,F3,F4,F5,F17—Aug 1, 2016C292,131D——Class A Common Stock292,1313,070,099D
Class B Common StockF20,F19,F3,F4,F7,F8,F17—Aug 1, 2016C21,867D——Class A Common Stock21,867229,801D
Employee Stock Option (right to buy)F22,F23,F21$34.62holding———May 19, 2017May 19, 2026Class A Common Stock2,00310,254I
Employee Stock Option (right to buy)F22,F23,F24$21.00holding———Jan 29, 2016Jan 29, 2025Class A Common Stock8,25110,254I

Explanation of responses

Remarks

Mr. Jonathan D. Sokoloff is a member of the board of directors of the Issuer, and he is also a limited partner of LGP, which is an affiliate of LGPM, Peridot, Capital, Holdings, GEI VI, GEI Side VI, and Malted (the "LGP Entities"). Accordingly, Mr. Sokoloff may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be directors for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.