Form4insider filings, from the source

SEC Form 4 · accession 0001209191-16-121007

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
LEONARD GREEN PARTNERS LP
Director · 10% Owner
LGP MANAGEMENT INC
Director · 10% Owner
Green Equity Investors VI, L.P.
Director · 10% Owner
LGP Malted Coinvest LLC
Director · 10% Owner
GEI Capital VI, LLC
Director · 10% Owner
Green VI Holdings, LLC
Director · 10% Owner
PERIDOT COINVEST MANAGER LLC
Director · 10% Owner
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2,F3,F4,F5,F6May 13, 2016S8,945$35.77D413,978D
Class A Common StockF7,F2,F8,F4,F5,F9May 13, 2016S653$35.77D23,142D
Class A Common StockF10,F2,F11,F4,F5,F12May 13, 2016S5,331$35.77D2,511,792D
Class A Common StockF1,F13,F3,F4,F5,F6May 13, 2016S17,464$36.63D396,514D
Class A Common StockF7,F13,F8,F4,F5,F9May 13, 2016S1,275$36.63D21,867D
Class A Common StockF10,F13,F11,F4,F5,F12May 13, 2016S10,410$36.63D2,501,382D
Class A Common StockF14,F3,F4,F5,F6May 16, 2016C292,131$0.00A688,645D
Class A Common StockF15,F8,F4,F5,F9May 16, 2016C21,867$0.00A43,734D
Class A Common StockF1,F16,F3,F4,F5,F6May 16, 2016S29,628$35.91D659,017D
Class A Common StockF7,F16,F8,F4,F5,F9May 16, 2016S2,163$35.91D41,571D
Class A Common StockF10,F16,F11,F4,F5,F12May 16, 2016S17,659$35.91D2,483,723D
Class A Common StockF1,F17,F3,F4,F5,F6May 16, 2016S330$36.72D658,687D
Class A Common StockF7,F17,F8,F4,F5,F9May 16, 2016S24$36.72D41,547D
Class A Common StockF10,F17,F11,F4,F5,F12May 16, 2016S196$36.72D2,483,527D
Class A Common StockF1,F18,F3,F4,F5,F6May 17, 2016S29,958$36.02D628,729D
Class A Common StockF7,F18,F8,F4,F5,F9May 17, 2016S2,187$36.02D39,360D
Class A Common StockF10,F18,F11,F4,F5,F12May 17, 2016S17,855$36.02D2,465,672D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF20,F21,F3,F4,F5,F6,F19—May 16, 2016C292,131D——Class A Common Stock292,1313,508,297D
Class B Common StockF22,F21,F4,F5,F8,F9,F19—May 16, 2016C21,867D——Class A Common Stock21,867262,601D
Employee Stock Option (right to buy)F24,F23$21.00holding———Jan 29, 2016Jan 29, 2025Class A Common Stock8,2518,251I

Explanation of responses

Remarks

Mr. Jonathan D. Sokoloff is a member of the board of directors of the Issuer, and he is also a limited partner of LGP, which is an affiliate of LGPM, Peridot, Capital, Holdings, GEI VI, GEI Side VI, and Malted (the "LGP Entities"). Accordingly, Mr. Sokoloff may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be directors for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.