Form4insider filings, from the source

SEC Form 4 · accession 0001209191-16-107968

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
LEONARD GREEN PARTNERS LP
Director · 10% Owner
LGP MANAGEMENT INC
Director · 10% Owner
Green Equity Investors VI, L.P.
Director · 10% Owner
LGP Malted Coinvest LLC
Director · 10% Owner
GEI Capital VI, LLC
Director · 10% Owner
Green VI Holdings, LLC
Director · 10% Owner
PERIDOT COINVEST MANAGER LLC
Director · 10% Owner
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2,F3,F4Mar 9, 2016C87,640$0.00A200,218D
Class A Common StockF5,F2,F3,F6Mar 9, 2016C6,560$0.00A6,560D
Class A Common StockF7,F8,F9,F2,F3,F4Mar 9, 2016S29,179$36.02D171,039D
Class A Common StockF10,F8,F11,F2,F3,F6Mar 9, 2016S2,130$36.02D4,430D
Class A Common StockF12,F8,F13,F2,F3,F14Mar 9, 2016S17,391$36.02D2,680,396D
Class A Common StockF7,F15,F9,F2,F3,F4Mar 9, 2016S779$36.47D170,260D
Class A Common StockF10,F15,F11,F2,F3,F6Mar 9, 2016S57$36.47D4,373D
Class A Common StockF12,F15,F13,F2,F3,F14Mar 9, 2016S464$36.47D2,679,932D
Class A Common StockF7,F16,F9,F2,F3,F4Mar 10, 2016S27,142$35.01D143,118D
Class A Common StockF10,F16,F11,F2,F3,F6Mar 10, 2016S1,981$35.01D2,392D
Class A Common StockF12,F16,F13,F2,F3,F14Mar 10, 2016S16,177$35.01D2,663,755D
Class A Common StockF7,F17,F9,F2,F3,F4Mar 10, 2016S2,817$35.80D140,301D
Class A Common StockF10,F17,F11,F2,F3,F6Mar 10, 2016S205$35.80D2,187D
Class A Common StockF12,F17,F13,F2,F3,F14Mar 10, 2016S1,678$35.80D2,662,077D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF19,F20,F2,F3,F4,F9,F18—Mar 9, 2016C87,640D——Class A Common Stock87,6404,326,266D
Class B Common StockF21,F20,F2,F3,F6,F11,F18—Mar 9, 2016C6,560D——Class A Common Stock6,560323,828D
Employee Stock Option (right to buy)F23,F22$21.00holding———Jan 29, 2016Jan 29, 2025Class A Common Stock8,2518,251I

Explanation of responses

Remarks

Mr. Jonathan D. Sokoloff is a member of the board of directors of the Issuer, and he is also a limited partner of LGP, which is an affiliate of LGPM, Peridot, Capital, Holdings, GEI VI, GEI Side VI, and Malted (the "LGP Entities"). Accordingly, Mr. Sokoloff may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be directors for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.