Form4insider filings, from the source

SEC Form 4 · accession 0001209191-15-085139

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
LEONARD GREEN PARTNERS LP
Director · 10% Owner
LGP MANAGEMENT INC
Director · 10% Owner
Green Equity Investors VI, L.P.
Director · 10% Owner
LGP Malted Coinvest LLC
Director · 10% Owner
GEI Capital VI, LLC
Director · 10% Owner
Green VI Holdings, LLC
Director · 10% Owner
PERIDOT COINVEST MANAGER LLC
Director · 10% Owner
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2,F3,F4Dec 10, 2015C87,640$0.00A202,453D
Class A Common StockF5,F2,F3,F6Dec 10, 2015C6,560$0.00A6,560D
Class A Common StockF7,F8,F9,F2,F3,F4Dec 10, 2015S26,119$43.18D176,334D
Class A Common StockF10,F8,F11,F2,F3,F6Dec 10, 2015S1,907$43.18D4,653D
Class A Common StockF12,F8,F13,F2,F3,F14Dec 10, 2015S15,567$43.18D2,735,785D
Class A Common StockF7,F15,F9,F2,F3,F4Dec 10, 2015S3,839$43.90D172,495D
Class A Common StockF10,F15,F11,F2,F3,F6Dec 10, 2015S280$43.90D4,373D
Class A Common StockF12,F15,F13,F2,F3,F14Dec 10, 2015S2,288$43.90D2,733,497D
Class A Common StockF7,F16,F9,F2,F3,F4Dec 11, 2015S28,400$41.55D144,095D
Class A Common StockF10,F16,F11,F2,F3,F6Dec 11, 2015S2,073$41.55D2,300D
Class A Common StockF12,F16,F13,F2,F3,F14Dec 11, 2015S16,927$41.55D2,716,570D
Class A Common StockF7,F17,F9,F2,F3,F4Dec 11, 2015S1,558$42.17D142,537D
Class A Common StockF10,F17,F11,F2,F3,F6Dec 11, 2015S114$42.17D2,186D
Class A Common StockF12,F17,F13,F2,F3,F14Dec 11, 2015S928$42.17D2,715,642D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF19,F20,F2,F3,F4,F9,F18—Dec 10, 2015C87,640D——Class A Common Stock87,6404,413,906D
Class B Common StockF21,F20,F2,F3,F6,F11,F18—Dec 10, 2015C6,560D——Class A Common Stock6,560330,388D
Employee Stock Option (right to buy)F23,F22$21.00holding———Jan 29, 2016Jan 29, 2025Class A Common Stock8,2518,251I

Explanation of responses

Remarks

Mr. Jonathan D. Sokoloff is a member of the board of directors of the Issuer, and he is also a limited partner of LGP, which is an affiliate of LGPM, Peridot, Capital, Holdings, GEI VI, GEI Side VI, and Malted (the "LGP Entities"). Accordingly, Mr. Sokoloff may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be directors for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.