Form4insider filings, from the source

SEC Form 4 · accession 0001209191-15-083632

Shake Shack Inc. · SHAK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
LEONARD GREEN PARTNERS LP
Director · 10% Owner
LGP MANAGEMENT INC
Director · 10% Owner
Green Equity Investors VI, L.P.
Director · 10% Owner
LGP Malted Coinvest LLC
Director · 10% Owner
GEI Capital VI, LLC
Director · 10% Owner
Green VI Holdings, LLC
Director · 10% Owner
PERIDOT COINVEST MANAGER LLC
Director · 10% Owner
Period of report
Nov 30, 2015
Accepted (ET)
Dec 4, 2015 · 9:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2,F3,F4Nov 30, 2015C146,067$0.00A264,605D
Class A Common StockF5,F2,F3,F6Nov 30, 2015C10,933$0.00A10,933D
Class A Common StockF7,F8,F9,F2,F3,F4Dec 2, 2015S29,958$45.32D234,647D
Class A Common StockF10,F8,F11,F2,F3,F6Dec 2, 2015S2,187$45.32D8,746D
Class A Common StockF12,F8,F13,F2,F3,F14Dec 2, 2015S17,855$45.32D2,822,772D
Class A Common StockF7,F15,F9,F2,F3,F4Dec 3, 2015S14,640$44.23D220,007D
Class A Common StockF10,F15,F11,F2,F3,F6Dec 3, 2015S1,069$44.23D7,677D
Class A Common StockF12,F15,F13,F2,F3,F14Dec 3, 2015S8,726$44.23D2,814,046D
Class A Common StockF7,F16,F9,F2,F3,F4Dec 3, 2015S13,640$45.00D206,367D
Class A Common StockF10,F16,F11,F2,F3,F6Dec 3, 2015S996$45.00D6,681D
Class A Common StockF12,F16,F13,F2,F3,F14Dec 3, 2015S8,129$45.00D2,805,917D
Class A Common StockF7,F17,F9,F2,F3,F4Dec 3, 2015S1,678$45.82D204,689D
Class A Common StockF10,F17,F11,F2,F3,F6Dec 3, 2015S122$45.82D6,559D
Class A Common StockF12,F17,F13,F2,F3,F14Dec 3, 2015S1,000$45.82D2,804,917D
Class A Common StockF7,F18,F9,F2,F3,F4Dec 4, 2015S29,719$44.05D174,970D
Class A Common StockF10,F18,F11,F2,F3,F6Dec 4, 2015S2,169$44.05D4,390D
Class A Common StockF12,F18,F13,F2,F3,F14Dec 4, 2015S17,712$44.05D2,787,205D
Class A Common StockF7,F19,F9,F2,F3,F4Dec 4, 2015S240$44.56D174,730D
Class A Common StockF10,F19,F11,F2,F3,F6Dec 4, 2015S17$44.56D4,373D
Class A Common StockF12,F19,F13,F2,F3,F14Dec 4, 2015S143$44.56D2,787,062D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF21,F22,F2,F3,F4,F9,F20—Nov 30, 2015C146,067D——Class A Common Stock146,0674,501,546D
Class B Common StockF23,F22,F2,F3,F6,F11,F20—Nov 30, 2015C10,933D——Class A Common Stock10,933336,948D
Employee Stock Option (right to buy)F25,F24$21.00holding———Jan 29, 2016Jan 29, 2025Class A Common Stock8,2518,251I

Explanation of responses

Remarks

Mr. Jonathan D. Sokoloff is a member of the board of directors of the Issuer, and he is also a limited partner of LGP, which is an affiliate of LGPM, Peridot, Capital, Holdings, GEI VI, GEI Side VI, and Malted (the "LGP Entities"). Accordingly, Mr. Sokoloff may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be directors for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.