SEC Form 4 · accession 0001179110-15-002081
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peggy Rubenzer
Officer — VP, People Resources
Period of report
Jan 29, 2015
Accepted (ET)
Feb 6, 2015 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Feb 4, 2015 | P | 10,000 | $21.00 | A | 10,000 | D | |
| CLASS A COMMON STOCK | Feb 5, 2015 | A | 22,476 | $0.00 | A | 32,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F2 | $21.00 | Jan 29, 2015 | A | 106,000 | A | — | Jan 25, 2025 | CLASS A COMMON STOCK | 106,000 | 106,000 | D |
Explanation of responses
- F1Represents shares of Class A common stock, par value $0.001 per share, purchased under the Shake Shack Inc.'s (the "Issuer") Directed Share Program using personal funds.
- F2The option vests in five equal annual installments on each of the next five anniversaries of the grant date, subject to the Reporting Person's continued service with the Issuer.