SEC Form 4 · accession 0001179110-15-002077
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jenna Lyons
Director
Period of report
Jan 29, 2015
Accepted (ET)
Feb 6, 2015 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Feb 4, 2015 | P | 10,000 | $21.00 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F2 | $21.00 | Jan 29, 2015 | A | 12,376 | A | — | Jan 29, 2025 | CLASS A COMMON STOCK | 12,376 | 12,376 | D |
Explanation of responses
- F1Represents shares of Class A common stock, par value $0.001 per share, purchased under the Shake Shack Inc.'s (the "Issuer") Directed Share Program using personal funds.
- F2The option vests in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.