SEC Form 4 · accession 0001140361-16-067452
Shake Shack Inc. · SHAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareF1,F2 | May 25, 2016 | S | 4,495 | $35.0011 | D | 88,158 | I | See Footnotes |
| Class A Common Stock, par value $0.001 per shareF1,F3 | May 25, 2016 | S | 27,855 | $35.0011 | D | 1,402,918 | I | See Footnotes |
| Class A Common Stock, par value $0.001 per shareF1,F4 | May 25, 2016 | S | 17,650 | $35.0011 | D | 421,074 | I | See Footnotes |
| Class A Common Stock, par value $0.001 per shareF5,F1,F2 | May 25, 2016 | C | 55,000 | — | A | 143,158 | I | See Footnotes |
| Class B Common Stock, par value $0.001 per shareF6,F1,F7 | May 25, 2016 | J | 55,000 | — | D | 83,127 | I | See Footnotes |
| Class A Common Stock, par value $0.001 per shareF5,F1,F4 | May 25, 2016 | C | 140,000 | — | A | 561,074 | I | See Footnotes |
| Class B Common Stock, par value $0.001 per shareF6,F1,F8 | May 25, 2016 | J | 140,000 | — | D | 327,658 | I | See Footnotes |
| Class A Common Stock, par value $0.001 per shareF1,F2 | May 26, 2016 | S | 4,495 | $36.7524 | D | 138,663 | I | See Footnotes |
| Class A Common Stock, par value $0.001 per shareF1,F3 | May 26, 2016 | S | 27,855 | $36.7524 | D | 1,375,063 | I | See Footnotes |
| Class A Common Stock, par value $0.001 per shareF1,F4 | May 26, 2016 | S | 17,650 | $36.7524 | D | 543,424 | I | See Footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Membership InterestsF5,F1,F9 | $0.00 | May 25, 2016 | C | 55,000 | D | — | — | Class A Common Stock, par value $0.001 per share | 55,000 | 83,127 | I |
| Common Membership InterestsF5,F1,F10 | $0.00 | May 25, 2016 | C | 140,000 | D | — | — | Class A Common Stock, par value $0.001 per share | 140,000 | 327,658 | I |
Explanation of responses
- F1See Exhibit 99.1.
- F10See Exhibit 99.1.
- F2See Exhibit 99.1.
- F3See Exhibit 99.1.
- F4See Exhibit 99.1.
- F5See Exhibit 99.1.
- F6See Exhibit 99.1.
- F7See Exhibit 99.1.
- F8See Exhibit 99.1.
- F9See Exhibit 99.1.
Remarks
List of Exhibits Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Select Equity Group, L.P. ("Select Equity Group"), the SEG Funds (as defined below) and George S. Loening may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. Select Equity Group, the SEG Funds and George S. Loening have designated Evan C. Guillemin as a member of the board of directors of Shake Shack Inc. ("Shake Shack").